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- Economy of Machine Politics, 4 Corruption and Reform 15, 30
- (1989) (reporting that Mayor Daley ``sacked'' a black committee-
- man for briefly withholding support for a school board nominee
- whom civil rights activists opposed)).
-
- Of course, we have firmly rejected any requirement that ag-
- grieved employees ``prove that they, or other employees, have
- been coerced into changing, either actually or ostensibly, their
- political allegiance.'' Branti, 445 U. S., at 517. What is at
- ------
- issue in these cases is not whether an employee is actually
- coerced or merely influenced, but whether the attempt to obtain
- his or her support through ``party discipline'' is legitimate.
- To apply the relevant question to JUSTICE SCALIA's example, post,
- ----
- at 18, the person who attempts to bribe a public official is
- guilty of a crime regardless whether the official submits to
- temptation; likewise, a political party's attempt to maintain
- loyalty through allocation of government resources is improper
- regardless whether any employee capitulates.
-
- More importantly, it rests on the long-rejected fallacy that a
- privilege may be burdened by unconstitutional conditions. See,
- e. g., Perry v. Sindermann, 408 U. S. 593, 597 (1972). There are
- - - ----- ----------
- a few jobs for which an individual's race or religion may be
- relevant, see Wygant v. Jackson Board of Education, 476 U. S.
- ------ ------- ----- -- ---------
- 267, 314-315 (1986) (dissenting opinion); there are many jobs for
- which political affiliation is relevant to the employee's ability
- to function effectively as part of a given administration. In
- those cases--in other words, cases in which ``the efficiency of
- the public service,'' Public Workers v. Mitchell, 330 U. S. 75,
- ------ ------- --------
- 101 (1947), would be advanced by hiring workers who are loyal to
- the Governor's party--such hiring is permissible under the hold-
- ings in Elrod and Branti. This case, however, concerns jobs in
- ----- ------
- which race, religion, and political affiliation are all equally
- and entirely irrelevant to the public service to be performed.
- When an individual has been denied employment for an impermissi-
- ble reason, it is unacceptable to balance the constitutional
- rights of the individual against the political interests of the
- party in power. It seems to me obvious that the government may
- not discriminate against particular individuals in hopes of ad-
- vancing partisan interests through the misuse
- of public funds.
-
- The only systemic consideration permissible in these cir-
- cumstances is not that of the controlling party, but that of the
- aggregate of burdened individuals. By impairing individuals'
- freedoms of belief and association, unfettered patronage prac-
- tices undermine the ``free functioning of the electoral pro-
- cess.'' Elrod, 427 U. S., at 356. As I wrote in 1972:
- -----
- Indeed, when numbers are considered, it is appropriate not
- merely to consider the rights of a particular janitor who may
- have been offered a bribe from the public treasury to obtain
- his political surrender, but also the impact on the body poli-
- tic as a whole when the free political choice of millions of
- public servants is inhibited or manipulated by the selective
- award of public benefits. While the patronage system is de-
- fended in the name of democratic tradition, its paternalistic
- impact on the political process is actually at war with the
- deeper traditions of democracy embodied in the First Amend-
- ment.'' Lewis, 473 F. 2d, at 576.
- -----
- The tradition that is relevant in this case is the American
- commitment to examine and reexamine past and present practices
- against the basic principles embodied in the Constitution. The
- inspirational command by our President in 1961 is entirely con-
- sistent with that tradition: ``Ask not what your country can do
- for you--ask what you can do for your country.'' This case in-
- volves a contrary command: ``Ask not what job applicants can do
- for the State--ask what they can do for our party.'' Whatever
- traditional support may remain for a command of that ilk, it is
- plainly an illegitimate excuse for the practices rejected by
- the Court today.
-
- JUSTICE SCALIA, with whom THE CHIEF JUSTICE and JUSTICE KENNEDY
- join, and with whom JUSTICE O'CONNOR joins as to Parts II and
- III, dissenting.
- --
-
- Today the Court establishes the constitutional principle that
- party membership is not a permissible factor in the dispensation
- of government jobs, except those jobs for the performance of
- which party affiliation is an ``appropriate requirement.'' Ante,
- ----
- at 1. It is hard to say precisely (or even generally) what that
- exception means, but if there is any category of jobs for whose
- performance party affiliation is not an appropriate requirement,
- it is the job of being a judge, where partisanship is not only
- unneeded but positively undesirable. It is, however, rare that a
- federal administration of one party will appoint a judge from
- another party. And it has always been rare. See Marbury v.
- -------
- Madison, 1 Cranch 137 (1803). Thus, the new principle that the
- -------
- Court today announces will be enforced by a corps of judges (the
- Members of this Court included) who overwhelmingly owe their of-
- fice to its violation. Something must be wrong here, and I sug-
- gest it is the Court.
- The merit principle for government employment is probably the
- most favored in modern America, having been widely adopted by
- civil-service legislation at both the state and federal levels.
- But there is another point of view, described in characteristi-
- cally Jacksonian fashion by an eminent practitioner of the pa-
- tronage system, George Washington Plunkitt of Tammany Hall:
-
- ``I ain't up on sillygisms, but I can give you some arguments
- that nobody can answer.
-
- ``First, this great and glorious country was built up by pol-
- itical parties; second, parties can't hold together if their
- workers don't get offices when they win; third, if the parties
- go to pieces, the government they built up must go to pieces,
- too; fourth, then there'll be hell to pay.'' W. Riordon, Plunk-
- itt of Tammany Hall 13 (1963).
-
- It may well be that the Good Government Leagues of America were
- right, and that Plunkitt, James Michael Curley and their ilk were
- wrong; but that is not entirely certain. As the merit principle
- has been extended and its effects increasingly felt; as the Boss
- Tweeds, the Tammany Halls, the Pendergast Machines, the Byrd
- Machines and the Daley Machines have faded into history; we find
- that political leaders at all levels increasingly complain of the
- helplessness of elected government, unprotected by ``party dis-
- cipline,'' before the demands of small and cohesive interest-
- groups.
-
-
- The choice between patronage and the merit principle--or, to be
- more realistic about it, the choice between the desirable mix of
- merit and patronage principles in widely varying federal, state,
- and local political contexts--is not so clear that I would be
- prepared, as an original matter, to chisel a single, inflexible
- prescription into the Constitution. Fourteen years ago, in Elrod
- -----
- v. Burns, 427 U. S. 347 (1976), the Court did that. Elrod was
- ----- -----
- limited however, as was the later decision of Branti v. Finkel,
- ------ ------
- 445 U. S. 507 (1980), to patronage firings, leaving it to state
- and federal legislatures to determine when and where political
- affiliation could be taken into account in hirings and promo-
- tions. Today the Court makes its constitutional civil-service
- reform absolute, extending to all decisions regarding government
- employment. Because the First Amendment has never been thought
- to require this disposition, which may well have disastrous
- consequences for our political system, I dissent.
-
- I
- The restrictions that the Constitution places upon the govern-
- ment in its capacity as lawmaker, i. e., as the regulator of
- - -
- private conduct, are not the same as the restrictions that it
- places upon the government in its capacity as employer. We have
- recognized this in many contexts, with respect to many different
- constitutional guarantees. Private citizens perhaps cannot be
- prevented from wearing long hair, but policemen can. Kelley v.
- ------
- Johnson, 425 U. S. 238, 247 (1976). Private citizens cannot have
- -------
- their property searched without probable cause, but in many cir-
- cumstances government employees can. O'Connor v. Ortega, 480
- - ------ ------
- U. S. 709, 723 (1987) (plurality opinion); id., at 732 (SCALIA,
- --
- J., concurring in judgment). Private citizens cannot be punished
- for refusing to provide the government information that may in-
- criminate them, but government employees can be dismissed when
- the incriminating information that they refuse to provide relates
- to the performance of their job. Gardner v. Broderick, 392 U. S.
- ------- ---------
- 273, 277-278 (1968). With regard to freedom of speech in partic-
- ular: Private citizens cannot be punished for speech of merely
- private concern, but government employees can be fired for that
- reason. Connick v. Myers, 461 U. S. 138, 147 (1983). Private
- ------- -----
- citizens cannot be punished for partisan political activity, but
- federal and state employees can be dismissed and otherwise pun-
- ished for that reason. Public Workers v. Mitchell, 330 U. S. 75,
- ------ ------- --------
- 101 (1947); CSC v. Letter Carriers, 413 U. S. 548, 556 (1973);
- --- ------ --------
- Broadrick v. Oklahoma, 413 U. S. 601, 616-617 (1973).
- --------- --------
-
-
- Once it is acknowledged that the Constitution's prohibition
- against laws ``abridging the freedom of speech'' does not apply
- to laws enacted in the government's capacity as employer the same
- way it does to laws enacted in the government's capacity as regu-
- lator of private conduct, it may sometimes be difficult to assess
- what employment practices are permissible and what are not. That
- seems to me not a difficult question, however, in the present
- context. The provisions of the Bill of Rights were designed to
- restrain transient majorities from impairing long-recognized per-
- sonal liberties. They did not create by implication novel indi-
- vidual rights overturning accepted political norms. Thus, when a
- practice not expressly prohibited by the text of the Bill of
- Rights bears the endorsement of a long tradition of open,
- widespread, and unchallenged use that dates back to the beginning
- of the Republic, we have no proper basis for striking it down.
-
- Such a venerable and accepted tradition is not to be laid on the
- examining table and scrutinized for its conformity to some
- abstract principle of First-Amendment adjudication devised by
- this Court. To the contrary, such traditions are themselves the
- stuff out of which the Court's principles are to be formed. They
- are, in these uncertain areas, the very points of reference by
- which the legitimacy or illegitimacy of other practices are to be
- -----
- figured out. When it appears that the latest ``rule,'' or
- ``three-part test,'' or ``balancing test'' devised by the Court
- has placed us on a collision course with such a landmark prac-
- tice, it is the former that must be recalculated by us, and not
- the latter that must be abandoned by our citizens. I know of no
- other way to formulate a constitutional jurisprudence that re-
- flects, as it should, the principles adhered to, over time, by
- the American people, rather than those favored by the personal
- (and necessarily shifting) philosophical dispositions of a major-
- ity of this Court.
-
-
- I will not describe at length the claim of patronage to landmark
- status as one of our accepted political traditions. Justice
- Powell discussed it in his dissenting opinions in Elrod and Bran-
- ----- -----
- ti. Elrod, 427 U. S., at 378-379 (Powell, J., dissenting); Bran-
- -- ----- -----
- ti, 445 U. S., at 522, n. 1 (Powell, J., dissenting). Suffice it
- --
- to say that patronage was, without any thought that it could be
- unconstitutional, a basis for government employment from the ear-
- liest days of the Republic until Elrod--and has continued unabat-
- -----
- ed since Elrod, to the extent still permitted by that unfortunate
- ----- -----
- decision. See, e. g., D. Price, Bringing Back the Parties 24, 32
- - -
- (1984); Gardner, A Theory of the Spoils System, 54 Public Choice
- 171, 181 (1987); Toinet & Glenn, Clientelism and Corruption in
- the ``Open'' Society: The Case of the United States, in Private
- Patronage and Public Power 193, 202 (C. Clapham ed. 1982). Given
- that unbroken tradition regarding the application of an ambiguous
- constitutional text, there was in my view no basis for holding
- that patronage-based dismissals violated the First
- Amendment--much less for holding, as the Court does today, that
- even patronage hiring does so.
- II
- Even accepting the Court's own mode of analysis, however, and
- engaging in ``balancing'' a tradition that ought to be part of
- the scales, Elrod, Branti, and today's extension of them seem to
- ----- ------
- me wrong.
-
- A
- The Court limits patronage on the ground that the individual's
- interest in uncoerced belief and expression outweighs the system-
- ic interests invoked to justify the practice. Ante, at 5-9. The
- ----
- opinion indicates that the government may prevail only if it
- proves that the practice is ``narrowly tailored to further vital
- government interests.'' Ante, at 10-11.
- ----
-
-
- That strict-scrutiny standard finds no support in our cases.
- Although our decisions establish that government employees do not
- lose all constitutional rights, we have consistently applied a
- lower level of scrutiny when ``the governmental function operat-
- ing . . . [is] not the power to regulate or license, as lawmaker,
- an entire trade or profession, or to control an entire branch of
- private business, but, rather, as proprietor, to manage [its]
- internal operatio[ns] . . . .'' Cafeteria & Restaurant Workers v.
- --------- ---------- -------
- McElroy, 367 U. S. 886, 896 (1961). When dealing with its own
- -------
- employees, the government may not act in a manner that is ``pa-
- tently arbitrary or discriminatory,'' id., at 898, but its regu-
- --
- lations are valid if they bear a ``rational connection'' to the
- governmental end sought to be served, Kelley v. Johnson, 425
- ------ -------
- U. S., at 247.
-
- In particular, restrictions on speech by public employees are
- not judged by the test applicable to similar restrictions on
- speech by nonemployees. We have said that ``[a] governmental em-
- ployer may subject its employees to such special restrictions on
- free expression as are reasonably necessary to promote effective
- government.'' Brown v. Glines, 444 U. S. 348, 356, n. 13 (1980).
- ----- ------
- In Public Workers v. Mitchell, 330 U. S., at 101, upholding pro-
- ------ ------- --------
- visions of the Hatch Act which prohibit political activities by
- federal employees, we said that ``it is not necessary that the
- act regulated be anything more than an act reasonably deemed by
- Congress to interfere with the efficiency of the public ser-
- vice.'' We reaffirmed Mitchell in CSC v. Letter Carriers, 413
- -------- --- ------ --------
- U. S., at 556, over a dissent by Justice Douglas arguing against
- application of a special standard to government employees, except
- insofar as their ``job performance'' is concerned, id., at 597.
- --
- We did not say that the Hatch Act was narrowly tailored to meet
- the government's interest, but merely deferred to the judgment of
- Congress, which we were not ``in any position to dispute.'' Id.,
- --
- at 567. Indeed, we recognized that the Act was not indispensably
- necessary to achieve those ends, since we repeatedly noted that
- ``Congress at some time [may] come to a different view.'' Ibid.,
- ----
- see also id., at 555, 564. In Broadrick v. Oklahoma, 413 U. S.
- -- --------- --------
- 601 (1973), we upheld similar restrictions on state employees,
- though directed ``at political expression which if engaged in by
- private persons would plainly be protected by the First and Four-
- teenth Amendments,'' Id., at 616.
- --
- To the same effect are cases that specifically concern adverse
- employment action taken against public employees because of their
- speech. In Pickering v. Board of Education of Township High
- --------- ----- -- --------- -- -------- ----
- School Dist., 391 U. S. 563, 568 (1968), we recognized:
- ------ ----
- [T]he State has interests as an employer in regulating the
- speech of its employees that differ significantly from those it
- possesses in connection with regulation of the speech of the
- citizenry in general. The problem in any case is to arrive at
- a balance between the interests of the [employee], as a ci-
- tizen, in commenting upon matters of public concern and the in-
- terests of the State, as an employer, in promoting the effi-
- ciency of the public services it performs through its employ-
- ees.''
-
- Because the restriction on speech is more attenuated when the
- government conditions employment than when it imposes criminal
- penalties, and because ``government offices could not function if
- every employment decision became a constitutional matter,'' Con-
- ----
- nick v. Myers, 461 U. S., at 143, we have held that government
- ---- -----
- employment decisions taken on the basis of an employee's speech
- do not ``abridg[e] the freedom of speech,'' U. S. Const., Amdt.
- 1, merely because they fail the narrow-tailoring and compelling-
- interest tests applicable to direct regulation of speech. We
- have not subjected such decisions to strict scrutiny, but have
- accorded ``a wide degree of deference to the employer's judg-
- ment'' that an employee's speech will interfere with close work-
- ing relationships. 461 U. S., at 152.
-
-
- When the government takes adverse action against an employee on
- the basis of his political affiliation (an interest whose consti-
- tutional protection is derived from the interest in speech), the
- same analysis applies. That is why both the Elrod plurality, 427
- -----
- U. S., at 359, and the opinion concurring in the judgment, id.,
- --
- at 375, as well as Branti, 445 U. S., at 514-515, and the Court
- ------
- today, ante, at 8-9, rely on Perry v. Sindermann, 408 U. S. 593
- ---- ----- ----------
- (1972), a case that applied the test announced in Pickering, not
- ---------
- the strict-scrutiny test applied to restrictions imposed on the
- public at large. Since the government may dismiss an employee
- for political speech ``reasonably deemed by Congress to interfere
- ------
- with the efficiency of the public service,'' Public Workers v.
- ------ -------
- Mitchell, supra, at 101, it follows a fortiori that the govern-
- -------- ----- - --------
- ment may dismiss an employee for political affiliation if ``rea-
- -----------
- sonably necessary to promote effective government.'' Brown v.
- -----
- Glines, supra, at 356, n. 13.
- ------ -----
-
-
- While it is clear from the above cases that the normal ``strict
- scrutiny'' that we accord to government regulation of speech is
- not applicable in this field,
- phasis added). This suggestion is incorrect, does not aid the
- Court's argument, and if accepted would eviscerate the strict-
- scrutiny standard. It is incorrect because even a casual perusal
- of the cases reveals that the governmental actions were sus-
- tained, not because they were shown to be ``narrowly tailored to
- further vital government interests,'' ante, at 10-11, but because
- ----
- they were ``reasonably'' deemed necessary to promote effective
- government. It does not aid the Court's argument, moreover, be-
- cause whatever standard those cases applied must be applied here,
- --------
- and if the asserted interests in patronage are as weighty as
- those proffered in the previous cases, then Elrod and Branti were
- ----- ------
- wrongly decided. It eviscerates the standard, finally, because
- if the practices upheld in those cases survived strict scrutiny,
- then the so-called ``strict scrutiny'' test means nothing. Sup-
- pose a State made it unlawful for an employee of a privately
- owned nuclear power plant to criticize his employer. Can there
- be any doubt that we would reject out of hand the State's argu-
- ment that the statute was justified by the compelling interest in
- maintaining the appearance that such employees are operating nu-
- clear plants properly, so as to maintain public confidence in the
- plants' safety? But cf. CSC v. Letter Carriers, 413 U. S. 548,
- --- ------ --------
- 565 (1973) (Hatch Act justified by need for government employees
- to ``appear to the public to be avoiding [political partiality],
- if confidence in the system of representative Government is not
- to be eroded''). Suppose again that a State prohibited a private
- employee from speaking on the job about matters of private con-
- cern. Would we even hesitate before dismissing the State's claim
- that the compelling interest in fostering an efficient economy
- overrides the individual's interest in speaking on such matters?
- But cf. Connick v. Myers, 461 U. S. 138, 147 (1983) (``[W]hen a
- ------- -----
- public employee speaks . . . upon matters only of personal in-
- terest, absent the most unusual circumstances, a federal court is
- not the appropriate forum in which to review the wisdom of a per-
- sonnel decision taken by a public agency allegedly in reaction to
- the employee's behavior''). If the Court thinks that strict
- scrutiny is appropriate in all these cases, then it should
- forthrightly admit that Public Workers v. Mitchell, 330 U. S. 75
- ------ ------- --------
- (1947), Letter Carriers, Pickering v. Board of Education of Town-
- ------ -------- --------- ----- -- --------- -- ----
- ship High School Dist., 391 U. S. 563 (1968), Connick, and simi-
- ---- ---- ------ ---- -------
- lar cases were mistaken and should be overruled; if it rejects
- that course, then it should admit that those cases applied, as
- they said they did, a reasonableness test.
-
- The Court's further contention that these cases are limited to
- the ``interests that the government has in its capacity as an em-
- ployer,'' ante, at 7, n. 4, as distinct from its interests ``in
- ----
- the structure and functioning of society as a whole,'' ibid., is
- ----
- neither true nor relevant. Surely a principal reason for the
- statutes that we have upheld preventing political activity by
- government employees--and indeed the only substantial reason,
- ----
- with respect to those employees who are permitted to be hired and
- fired on a political basis--is to prevent the party in power from
- obtaining what is considered an unfair advantage in political
- campaigns. That is precisely the type of governmental interest
- at issue here. But even if the Court were correct, I see no rea-
- son in policy or principle why the government would be limited to
- furthering only its interests ``as employer.'' In fact, we have
- ----
- seemingly approved the furtherance of broader governmental in-
- terests through employment restrictions. In Hampton v. Mow Sun
- ------- --- ---
- Wong, 426 U. S. 88 (1976), we held unlawful a Civil Service Com-
- ----
- mission regulation prohibiting the hiring of aliens on the ground
- that the Commission lacked the requisite authority. We were wil-
- ling, however, to ``assume . . . that if the Congress or the
- President had expressly imposed the citizenship requirement, it
- would be justified by the national interest in providing an in-
- centive for aliens to become naturalized, or possibly even as
- providing the President with an expendable token for treaty nego-
- tiating purposes.'' Id., at 105. Three months after our opinion,
- --
- the President adopted the restriction by Executive Order. Exec.
- Order No. 11935, 3 CFR 146 (1976 Comp.). On remand, the lower
- courts denied the Mow Sun Wong plaintiffs relief, on the basis of
- --- --- ----
- this new Executive Order and relying upon the interest in provid-
- ing an incentive for citizenship. Mow SunWong v. Hampton, 435 F.
- --- ------- -------
- Supp. 37 (ND Cal. 1977), aff'd, 626 F. 2d 739 (CA9 1980). We
- denied certiorari, sub nom. Lum v. Campbell, 450 U. S. 959
- --- --- --- --------
- (1981). In other cases, the lower federal courts have uniformly
- reached the same result. See, e. g., Jalil v. Campbell, 192
- - - ----- --------
- U. S. App. D. C. 4, 7, 590 F. 2d 1120, 1123, n. 3 (1978); Vergara
- -------
- v. Hampton, 581 F. 2d 1281 (CA7 1978), cert. denied, 441 U. S.
- -------
- 905 (1979); Santin Ramos v. United States Civil Service Comm'n,
- ------ ----- ------ ------ ----- ------- ---- -
- 430 F. Supp. 422 (PR 1977) (three-judge court).
- the precise test that replaces it is not so clear; we have used
- various formulations. The one that appears in the case dealing
- with an employment practice closest in its effects to patronage
- is whether the practice could be ``reasonably deemed'' by the
- enacting legislature to further a legitimate goal. Public Work-
- ------ -----
- ers v. Mitchell, supra, at 101. For purposes of my ensuing dis-
- --- -------- -----
- cussion, however, I will apply a less permissive standard that
- seems more in accord with our general ``balancing'' test: can the
- governmental advantages of this employment practice reasonably be
- deemed to outweigh its ``coercive'' effects?
-
- B
- Preliminarily, I may observe that the Court today not only de-
- clines, in this area replete with constitutional ambiguities, to
- give the clear and continuing tradition of our people the dispo-
- ------
- sitive effect I think it deserves, but even declines to give it
- ------
- substantial weight in the balancing. That is contrary to what
- the Court has done in many other contexts. In evaluating so-
- called ``substantive due process'' claims we have examined our
- history and tradition with respect to the asserted right. See,
- e. g., Michael H. v. Gerald D., 491 U. S. ---- (1989); Bowers v.
- - - ------- - ------ - ------
- Hardwick, 478 U. S. 186, 192-194 (1986). In evaluating claims
- --------
- that a particular procedure violates the Due Process Clause we
- have asked whether the procedure is traditional. See, e. g.,
- - -
- Burnham v. Superior Court of California, Marin County, 495 U. S.
- ------- -------- ----- -- ---------- ----- ------
- ---- (1990). And in applying the Fourth Amendment's reasonable-
- ness test we have looked to the history of judicial and public
- acceptance of the type of search in question. See, e. g., Camara
- - - ------
- v. Municipal Court of San Francisco, 387 U. S. 523, 537 (1967).
- --------- ----- -- --- ---------
- See also Press-Enterprise Co. v. Superior Court of California,
- ----- ---------- -- -------- ----- -- ----------
- Riverside County, 478 U. S. 1, 8 (1986) (tradition of accessibil-
- --------- ------
- ity to judicial proceedings implies judgment of experience that
- individual's interest in access outweighs government's interest
- in closure); Richmond Newspapers, Inc. v. Virginia, 448 U. S.
- -------- ---------- --- --------
- 555, 589 (1980) (BRENNAN, J., concurring in judgment) (``Such a
- tradition [of public access] commands respect in part because the
- Constitution carries the gloss of history''); Walz v. Tax Comm'n
- ---- --- ---- -
- of New York, 397 U. S. 664, 678 (1970) (``unbroken practice of
- -- --- ----
- according the [property tax] exemption to churches'' demonstrates
- that it does not violate Establishment Clause).
-
-
- But even laying tradition entirely aside, it seems to me our
- balancing test is amply met. I assume, as the Court's opinion
- assumes, that the balancing is to be done on a generalized basis,
- and not case-by-case. The Court holds that the governmental
- benefits of patronage cannot reasonably be thought to outweigh
- its ``coercive'' effects (even the lesser ``coercive'' effects of
- patronage hiring as opposed to patronage firing) not merely in
- 1990 in the State of Illinois, but at any time in any of the
- numerous political subdivisions of this vast country. It seems
- to me that that categorical pronouncement reflects a naive vision
- of politics and an inadequate appreciation of the systemic ef-
- fects of patronage in promoting political stability and facili-
- tating the social and political integration of previously power-
- less groups.
-
-
- The whole point of my dissent is that the desirability of pa-
- tronage is a policy question to be decided by the people's
- representatives; I do not mean, therefore, to endorse that sys-
- tem. But in order to demonstrate that a legislature could rea-
- sonably determine that its benefits outweigh its ``coercive'' ef-
- fects, I must describe those benefits as the proponents of pa-
- tronage see them: As Justice Powell discussed at length in his
- Elrod dissent, patronage stabilizes political parties and
- -----
- prevents excessive political fragmentation--both of which are
- results in which States have a strong governmental interest.
- Party strength requires the efforts of the rank-and-file, espe-
- cially in ``the dull periods between elections,'' to perform such
- tasks as organizing precincts, registering new voters, and pro-
- viding constituent services. Elrod, 427 U. S., at 385 (dissent-
- -----
- ing opinion). Even the most enthusiastic supporter of a party's
- program will shrink before such drudgery, and it is folly to
- think that ideological conviction alone will motivate sufficient
- numbers to keep the party going through the off-years. ``For the
- most part, as every politician knows, the hope of some reward
- generates a major portion of the local political activity sup-
- porting parties.'' Ibid. Here is the judgment of one such poli-
- ----
- tician, Jacob Arvey (best known as the promoter of Adlai Steven-
- son): Patronage is `` `a necessary evil if you want a strong or-
- ganization, because the patronage system permits of discipline,
- and without discipline, there's no party organization.' '' Quoted
- in M. Tolchin & S. Tolchin, To the Victor 36 (1971). A major
- study of the patronage system describes the reality as follows:
-
- [A]lthough men have many motives for entering political life
- . . . the vast underpinning of both major parties is made up of
- men who seek practical rewards. Tangible advantages constitute
- the unifying thread of most successful political practition-
- ers'' Id., at 22.
- --
-
- ``With so little patronage cement, party discipline is rela-
- tively low; the rate of participation and amount of service the
- party can extract from [Montclair] county committeemen are
- minuscule compared with Cook County. The party considers it-
- self lucky if 50 percent of its committeemen show up at
- meetings--even those labeled `urgent'--while even lower percen-
- tages turn out at functions intended to produce crowds for
- visiting candidates.'' Id., at 123.
- --
-
- See also W. Grimshaw, The Political Economy of Machine Politics,
- 4 Corruption and Reform 15, 30 (1989); G. Pomper, Voters, Elec-
- tions, and Parties 255 (1988); Wolfinger, Why Political Machines
- Have Not Withered Away and Other Revisionist Thoughts, 34 J. Pol-
- itics 365, 384 (1972).
-
-
- The Court simply refuses to acknowledge the link between pa-
- tronage and party discipline, and between that and party success.
- It relies (as did the plurality in Elrod, 427 U. S., at 369,
- -----
- n. 23) on a single study of a rural Pennsylvania county by Pro-
- fessor Sorauf, ante, at 13--a work that has been described as
- ----
- ``more persuasive about the ineffectuality of Democratic leaders
- in Centre County than about the generalizability of [its] find-
- ings.'' Wolfinger, supra, at 384, n. 39. It is unpersuasive to
- -----
- claim, as the Court does, that party workers are obsolete because
- campaigns are now conducted through media and other money-
- intensive means. Ante, at 13. Those techniques have supplement-
- ----
- ed but not supplanted personal contacts. See Price, Bringing
- Back the Parties, at 25. Certainly they have not made personal
- contacts unnecessary in campaigns for the lower-level offices
- that are the foundations of party strength, nor have they re-
- placed the myriad functions performed by party regulars not
- directly related to campaigning. And to the extent such tech-
- niques have replaced older methods of campaigning (partly in
- response to the limitations the Court has placed on patronage),
- the political system is not clearly better off. See Elrod,
- -----
- supra, at 384 (Powell, J., dissenting); Branti, 445 U. S., at 528
- ----- ------
- (Powell, J., dissenting). Increased reliance on money-intensive
- campaign techniques tends to entrench those in power much more
- effectively than patronage--but without the attendant benefit of
- strengthening the party system. A challenger can more easily ob-
- tain the support of party-workers (who can expect to be rewarded
- even if the candidate loses--if not this year, then the next)
- than the financial support of political action committees (which
- will generally support incumbents, who are likely to prevail).
-
-
- It is self-evident that eliminating patronage will significantly
- undermine party discipline; and that as party discipline wanes,
- so will the strength of the two-party system. But, says the
- Court, ``[p]olitical parties have already survived the substan-
- tial decline in patronage employment practices in this century.''
- Ante, at 12-13. This is almost verbatim what was said in Elrod,
- ---- -----
- see 427 U. S., at 369. Fourteen years later it seems much less
- convincing. Indeed, now that we have witnessed, in 18 of the
- last 22 years, an Executive Branch of the Federal Government
- under the control of one party while the Congress is entirely or
- (for two years) partially within the control of the other party;
- now that we have undergone the most recent federal election, in
- which 98% of the incumbents, of whatever party, were returned to
- office; and now that we have seen elected officials changing
- their political affiliation with unprecedented readiness, Wash-
- ington Post, Apr. 10, 1990, p. A1, the statement that ``political
- parties have already survived'' has a positively whistling-in-
- the-graveyard character to it. Parties have assuredly
- survived--but as what? As the forges upon which many of the
- essential compromises of American political life are hammered
- out? Or merely as convenient vehicles for the conducting of na-
- tional presidential elections?
-
-
- The patronage system does not, of course, merely foster politi-
- cal parties in general; it fosters the two-party system in par-
- ticular. When getting a job, as opposed to effectuating a par-
- ticular substantive policy, is an available incentive for party-
- workers, those attracted by that incentive are likely to work for
- the party that has the best chance of displacing the ``ins,''
- rather than for some splinter group that has a more attractive
- political philosophy but little hope of success. Not only is a
- two-party system more likely to emerge, but the differences
- between those parties are more likely to be moderated, as each
- has a relatively greater interest in appealing to a majority of
- the electorate and a relatively lesser interest in furthering
- philosophies or programs that are far from the mainstream. The
- stabilizing effects of such a system are obvious. See Toinet &
- Glenn, Clientelism and Corruption in the ``Open'' Society, at
- 208. In the context of electoral laws we have approved the
- States' pursuit of such stability, and their avoidance of the
- ``splintered parties and unrestrained factionalism [that] may do
- significant damage to the fabric of government.'' Storer v.
- ------
- Brown, 415 U. S. 724, 736 (1974) (upholding law disqualifying
- -----
- persons from running as independents if affiliated with a party
- in the past year).
-
-
- Equally apparent is the relatively destabilizing nature of a
- system in which candidates cannot rely upon patronage-based party
- loyalty for their campaign support, but must attract workers and
- raise funds by appealing to various interest-groups. See Tolchin
- & Tolchin, To the Victor, at 127-130. There is little doubt that
- our decisions in Elrod and Branti, by contributing to the decline
- ----- ------
- of party strength, have also contributed to the growth of
- interest-group politics in the last decade. See, e. g., Fitts,
- - -
- The Vice of Virtue, 136 U. Pa. L. Rev. 1567, 1603-1607 (1988).
- Our decision today will greatly accelerate the trend. It is not
- only campaigns that are affected, of course, but the subsequent
- behavior of politicians once they are in power. The replacement
- of a system firmly based in party discipline with one in which
- each office-holder comes to his own accommodation with competing
- interest groups produces ``a dispersion of political influence
- that may inhibit a political party from enacting its programs
- into law.'' Branti, supra, at 531 (Powell, J., dissenting).
- ------ -----